As a fiduciary, it is an investment adviser’s responsibility to provide fair and full disclosure of all material facts and to act solely in the best interest of each of our clients at all times. Our fiduciary duty is the underlying principle for our firm’s Code of Ethics, which includes procedures for personal securities transactions and advice. Our firm requires all representatives to conduct business with the highest level of ethical standards and to comply with all federal and state securities laws at all times.
Our firm provides asset management and investment consulting services for different types of clients to help meet their financial goals while remaining sensitive to risk tolerance and time horizons. As a fiduciary it is our duty to always act in the client’s best interest. This is accomplished in part by knowing the client. Our firm has established a service-oriented advisory practice with open lines of communication. Working with clients to understand their investment objectives while educating them about our process, facilitates the kind of working relationship we value. Our firm provides a variety of standalone financial planning and consulting services to clients for the management of financial resources based upon an analysis of current situation, goals, and objectives. Financial planning services will typically involve preparing a financial plan or rendering a financial consultation for clients based on the client’s financial goals and objectives. This planning or consulting may encompass Investment Planning, Retirement Planning, Estate Planning, Charitable Planning, Education Planning, Corporate and Personal Tax Planning, Cost Segregation Study, Corporate Structure, Real Estate Analysis, Mortgage/Debt Analysis, Insurance Analysis, Lines of Credit Evaluation, or Business and Personal Financial Planning.
Vine Capital Management, LLC is a Registered Investment Adviser. Advisory services are only offered to clients or prospective clients where Vine Capital Management, LLC and its representatives are properly licensed or exempt from licensure. This website is solely for informational purposes. Past performance is no guarantee of future returns. Investing involves risk and possible loss of principal capital. No advice may be rendered by Vine Capital Management, LLC unless a client service agreement is in place.
Custody of Assets
We do not hold any client's accounts we manage. Rather, the accounts are custodian with LPL Financial, LLC. The largest independent brokerage firm.
The ideal qualities to look for in your investments
"If you do what you love, you'll never work a day in your life" Marc Anthony
Our firm's founder, Tom Haynes, has been managing client portfolios for almost 20 years. After graduating college with a finance degree, he went to work for Merrill Lynch in San Diego. After a successful career there, he wanted greater freedom for his clients to have unbiased investment choices and so went independent and opened his own office.